William Waller is a registered investment advisor at M3f, INC., based in Salt Lake City, UT, with 11 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee Estimator
Location
10 Exchange Place, Suite 510, Salt Lake City, UT, 84111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a member of the board of directors for H Bancorp, LLC, a private bank holding company, since 2014. He dedicates minimal time to this role, including a few hours per week during securities trading hours.
Employment History
Current Registrations
M3f, INC.
State Registrations1 state
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