Daniel King is a CFA-designated registered investment advisor, based in Charlotte, NC, with 18 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1515 South Tryon St, Charlotte, NC, 28203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dfa Securities LLCBroker
February 2020 - Present · 6 yrs 8 mos
Dimensional Fund Advisors LP
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Neuberger Berman Bd LLC
April 2008 - January 2020 · 11 yrs 9 mos
Neuberger Berman Bd LLCBroker
February 2008 - January 2020 · 11 yrs 11 mos
State Registrations49 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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