Peter Gaunt is a registered investment advisor, based in Wayne, PA, with 16 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
515 E. Lancaster Ave, Wayne, PA, 19087
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Regulatory History (1)
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Customer Dispute
January 2018Settled
Other Business Activities
Peter is an Investment Advisor Representative with CIRA, affiliated with the company since September 2023. He dedicates nearly full-time hours to this role, with 120-160 hours per month spent on trading.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Cambridge Investment Research Advisors, INC.
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
PNC InvestmentsBroker
December 2017 - September 2023 · 5 yrs 9 mos
PNC Investments
December 2017 - September 2023 · 5 yrs 9 mos
Citizens Securities, INC.
August 2017 - November 2017 · 3 mos
Citizens Securities, INC.Broker
August 2017 - November 2017 · 3 mos
Wells Fargo Clearing Services, LLC
June 2014 - September 2017 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
September 2011 - September 2017 · 6 yrs
Park Avenue Securities LLCBroker
August 2009 - January 2011 · 1 yr 5 mos
Planco Financial Services, LLCBroker
February 2009 - July 2009 · 5 mos
State Registrations5 states
DEFLNJPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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