Allison Peterson
Allison Peterson is a registered investment advisor at The Sullivan Group, based in Menifee, CA, with 15 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 120 clients with $86M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiated on a case-by-case basis.
Fee Estimator
Location
Menifee, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Allison works as a Senior Administrative Assistant for the City of Dana Point, starting in March 2020. This role involves administrative tasks for the Planning Department of Community Development and takes nearly full-time hours, with 110 hours during trading.
Employment History
Current Registrations
The Sullivan Group
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
State Registrations1 state
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