Linda Bowen is a registered investment advisor, based in Birmingham, AL, with 17 years of industry experience.
Location
Birmingham, AL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
April 2014 - Present · 12 yrs 1 mo
Transamerica Retirement Advisors, LLC
April 2014 - Present · 12 yrs 1 mo
Transamerica Investors Securities, LLC
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
June 2011 - March 2014 · 2 yrs 9 mos
Wells Fargo Advisors, LLCBroker
June 2011 - March 2014 · 2 yrs 9 mos
New England Securities Corporation
August 2010 - April 2011 · 8 mos
New England SecuritiesBroker
April 2010 - April 2011 · 1 yr
Wells Fargo Advisors, LLC
March 2008 - March 2010 · 2 yrs
Wells Fargo Advisors, LLCBroker
February 2008 - March 2010 · 2 yrs 1 mo
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.