Stephen Marotto
Stephen Marotto is a CFA-designated registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 13 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
555 California Street, 35th Floor, San Francisco, CA, 94104
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Regulatory History (3)
Customer Dispute
February 2025Customer Dispute
December 2024Customer Dispute
January 2018Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
First Republic Investment Management, INC.
First Republic Securities Company, LLCBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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