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Ivan Cen

Cetera Investment Advisers LLC
16 Years of Experience
Millbrae, CA
1 DisclosureBroker
View SEC Summary
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Ivan Cen is a registered investment advisor at Cetera Investment Advisers LLC, based in Millbrae, CA, with 16 years of industry experience. Ivan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1095 El Camino Real, Millbrae, CA, 94568

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History

Regulatory History (1)
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Customer Dispute
March 2025
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 9 mos
Cetera Investment Services LLCBroker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
Cetera Investment Services LLC
January 2013 - January 2014 · 1 yr
LPL Financial LLCBroker
November 2011 - January 2013 · 1 yr 2 mos
LPL Financial LLC
November 2011 - January 2013 · 1 yr 2 mos
World Group Securities, INC.Broker
January 2011 - September 2011 · 8 mos
Investment Advisors International, INC.
January 2011 - August 2011 · 7 mos
Northwestern Mutual Investment Services,llc
October 2008 - January 2009 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2008 - January 2009 · 6 mos
Ameriprise Financial Services, INC.
May 2008 - July 2008 · 2 mos
Ameriprise Financial Services, INC.Broker
March 2008 - July 2008 · 4 mos
State Registrations6 states
AZCANJNYTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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