JB
JB

Janise Margot Brooks

17 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
2,479 clients
Average Client Portfolio
$294K average
Assets Under Management
$728.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $200K1.50%
$200K - $500K1.25%
$500K - $1000K1.00%
$1.0M - $2.0M0.90%
$2.0M - $3.0M0.80%
$3.0M - $4.0M0.70%
$4.0M - $5.0M0.60%
$5M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

270 North Loop 1604 East, Suite 200, San Antonio, TX, 78232

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Janise operates her LPL business under the DBA PAX Financial Group and owns rental real estate. She also owns PAX Insurance Services, an insurance agency offering life, health, disability, and long-term care insurance, dedicating about 10-20% of her time to it.

Employment History
Current Registrations
Pax Financial Group
June 2016 - Present · 9 yrs 8 mos
Previous Registrations
LPL Financial LLC
August 2010 - July 2017 · 6 yrs 11 mos
LPL Financial LLCBroker
May 2008 - July 2017 · 9 yrs 2 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Janise Margot Brooks - Financial Advisor | TrueAdvisor