Brian Ullmann
Brian Ullmann is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5260 N Palm Ave Ste 221, Fresno, CA, 93704-2210
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Regulatory History (1)
Customer Dispute
April 2018Other Business ActivitiesSells Insurance
Brian is a member of the Saint Agnes Men's Club and uses Ullmann Financial for tax/investment purposes. He also provides investment advisory services through Perennial Investment Advisors, LLC and Ford Financial Group, spending nearly full-time on these activities. Finally, Brian is an agent for Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
Perennial Financial Services
LPL Financial LLCBroker
Previous Registrations
Ford Financial Group
LPL Financial LLC
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.