John Moody is a registered investment advisor at Ocala Capital, LLC, based in Ocala, FL, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 132 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
The annual fee is negotiable. Accounts within the same household may be combined for a reduced fee. Real Estate Investment Trusts (REITs) are charged an annual fee of up to 1%.
Fee Estimator
Location
1396 NE 20th Ave. Suite 600, Ocala, FL, 34470
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a licensed agent with Moody Financial Group, selling fixed life, annuity, and health insurance. This takes about 10-20% of his time.
Employment History
Current Registrations
Ocala Capital, LLC
Previous Registrations
Regulus Advisors, LLCBroker
Regal Investment Advisors LLC
American Portfolios Financial Services, INC.Broker
Brookstone Securities, INC.Broker
J.W. Cole Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.