DB
CFP · ChFC
DB
CFP · ChFC

Dehaven Becker

18 Years of Experience
Stamford, CT
BrokerSells Insurance

Dehaven Becker is a CFP, ChFC-designated registered investment advisor, based in Stamford, CT, with 18 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dehaven is an agent for Steward Partners Global Advisory selling non-variable insurance and an advisor for Steward Partners Investment Advisory LLC. He dedicates minimal time to these activities.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
February 2021 - May 2022 · 1 yr 3 mos
RBC Capital Markets, LLC
March 2008 - March 2021 · 13 yrs
RBC Capital Markets, LLCBroker
March 2008 - March 2021 · 13 yrs
State Registrations44 states
ALARAZCACOCTFLGAHIIAIDILINKSKYLAMAMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORRISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dehaven Becker - Financial Advisor | TrueAdvisor