AJ
AJ

Aaron Delano James

15 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2269 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

Financial Planning:Investment management only
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Location

Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citigroup Global Markets INC.Broker
November 2023 - Present · 2 yrs 3 mos
Citigroup Global Markets INC.
November 2023 - Present · 2 yrs 3 mos
Citigroup Global Markets INC.
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
August 2022 - September 2023 · 1 yr 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
May 2012 - September 2023 · 11 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
May 2012 - May 2018 · 6 yrs
Wells Fargo Advisors, LLC
April 2011 - May 2012 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
November 2009 - May 2012 · 2 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.