Kathleen Wood is a registered investment advisor at Bruce Wood Capital, LLC, based in Shorewood, WI, with 14 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 21 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $30.0M | 0.75% |
| $30M+ | 0.50% |
Fees represent the maximum that Bruce Wood Capital would charge and may be discounted for particular clients.
Fee Estimator
Location
4314 N Wilson Dr, Unit 1, Shorewood, WI, 53211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathleen is the treasurer and a board member of the Stevenson High School Hockey Association, a non-profit organization. She spends a few hours per week on accounts payable, operational assistance, accounts receivable, and co-signing bank accounts.
Employment History
Current Registrations
Bruce Wood Capital, LLC
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Russell Investments Financial Services, LLCBroker
Resources Investment Advisors
Triad Advisors LLCBroker
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.