Rocky Istvan is a registered investment advisor at Daniel Krug & Associates, based in Clarkston, MI, with 18 years of industry experience. Rocky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 218 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.40% |
| $250K - $1.0M | 1.25% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $5.0M | 0.65% |
| $5M+ | Included |
Fees are negotiable for the tier 'Next $5,000,001 and up'. All accounts managed by Daniel Krug and Associates will also incur a 0.15% platform fee unless the client elects to use Sub-Adviser(s). If any portion of the client's assets are managed by Sub-Adviser(s), the platform fee is waived, and the Sub-Adviser(s) will charge a management fee in addition to Daniel Krug & Associates' fees. The total fee charged by Sub-Adviser(s) will not exceed 1.10%.
Fee Estimator
Location
8040 Ortonville Rd, Suite D, Clarkston, MI, 48348
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Daniel Krug & Associates
Previous Registrations
Global Financial Private Capital, INC.
G.F. Investment Services, LLCBroker
Spc
Sigma Financial CorporationBroker
Woodbury Financial Services, INC.Broker
Sigma Financial CorporationBroker
State Registrations3 states
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