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Kristin Rossell

Ameriprise Financial Services, LLC
15 Years of Experience
Cary, NC
1 DisclosureBroker
View SEC Summary
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Kristin Rossell is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cary, NC, with 15 years of industry experience. Kristin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 S Academy St, Ste 200, Cary, NC, 27511-3334

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2021
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - December 2021 · 3 yrs 5 mos
Strategic Advisers LLC
April 2012 - July 2018 · 6 yrs 3 mos
Fidelity Brokerage Services LLCBroker
October 2010 - December 2021 · 11 yrs 2 mos
Charles Schwab & CO., INC.Broker
October 2008 - November 2008 · 1 mo
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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