PG
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Paul Gunderson

9 Years of Experience
Milwaukee, WI
Broker

Paul Gunderson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 9 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2025 - Present · 10 mos
Northwestern Mutual Investment Services, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
LPL Financial LLC
June 2024 - September 2024 · 3 mos
Ica Group Wealth Management, LLC
June 2021 - September 2024 · 3 yrs 3 mos
LPL Financial LLCBroker
August 2018 - September 2024 · 6 yrs 1 mo
LPL Financial LLC
August 2018 - November 2021 · 3 yrs 3 mos
Private Client Services, LLC
March 2018 - September 2018 · 6 mos
Private Client Services, LLCBroker
March 2018 - September 2018 · 6 mos
Investment Centers of America, INC.
December 2015 - February 2018 · 2 yrs 2 mos
Investment Centers of America, INC.Broker
December 2015 - February 2018 · 2 yrs 2 mos
Sii Investments, INC.
September 2015 - February 2018 · 2 yrs 5 mos
Sii Investments, INC.Broker
July 2015 - February 2018 · 2 yrs 7 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.