Geoffrey Williams is a registered investment advisor, based in Queen Creek, AZ, with 17 years of industry experience. Geoffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Queen Creek, AZ
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
December 2024Other Business Activities
Geoffrey is a chef/cook for FJB Ventures LLC, a pop-up food service, and a marketing strategist for Waste Ops LLC, a dumpster rental service. He dedicates minimal time to each of these ventures.
Employment History
Current Registrations
John Hancock Distributors LLCBroker
November 2024 - Present · 1 yr 11 mos
John Hancock Distributors LLC
November 2024 - Present · 1 yr 11 mos
John Hancock Investment Management LLC
November 2024 - Present · 1 yr 11 mos
John Hancock Investment Management Distributors LLCBroker
November 2024 - Present · 1 yr 11 mos
John Hancock Investment Management Distributors LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
John Hancock Investment Management LLC
November 2018 - July 2024 · 5 yrs 8 mos
John Hancock Distributors LLCBroker
February 2018 - July 2024 · 6 yrs 5 mos
Manulife Asset Management (US) LLC
June 2017 - November 2018 · 1 yr 5 mos
John Hancock Investment Management Distributors LLCBroker
September 2016 - July 2024 · 7 yrs 10 mos
Voya Investment Management CO. LLC
August 2015 - September 2016 · 1 yr 1 mo
Voya Investments Distributor, LLCBroker
July 2015 - September 2016 · 1 yr 2 mos
Voya Investment Management CO. LLC
January 2014 - June 2015 · 1 yr 5 mos
Voya Investments Distributor, LLCBroker
November 2012 - June 2015 · 2 yrs 7 mos
Charles Schwab & CO., INC.Broker
June 2008 - November 2012 · 4 yrs 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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