Joseph Applewhite
Joseph Applewhite is a registered investment advisor at Applewhite & Buys Financial Advisors, based in Dallas, TX, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 175 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
Accounts may be aggregated for fee discounting. For pension and retirement plans, the investment management fee is 0.50% of plan assets.
Fee Estimator
Location
13355 Noel Rd, Suite 1100, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph works as a CPA providing accounting services since 2013. This activity may involve about half of Joseph's time or more.
Employment History
Current Registrations
Applewhite & Buys Financial Advisors
Previous Registrations
Cain, Watters & Associates, P.L.L.C.
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.