SC
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Scott Cohn

15 Years of Experience
Los Angeles, CA
Broker

Scott Cohn is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 15 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

515 S Flower St Fl 34, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Northwestern Mutual Investment Services,llc
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
October 2012 - March 2023 · 10 yrs 5 mos
Ameriprise Financial Services, LLCBroker
October 2012 - March 2023 · 10 yrs 5 mos
Chase Investment Services CORP.
July 2010 - July 2011 · 1 yr
Chase Investment Services CORP.Broker
July 2010 - July 2011 · 1 yr
Wells Fargo Investments, LLC
March 2008 - June 2010 · 2 yrs 3 mos
Wells Fargo Investments, LLCBroker
February 2008 - June 2010 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Cohn - Financial Advisor | TrueAdvisor