CL
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Charles Arnold Loretto

17 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningFinancial Planning & CoachingBusiness OwnersMedical Professionals
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
3,168 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.75%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15.0M - $20.0M0.45%
$20.0M - $25.0M0.40%
$25M+0.35%

Fees are negotiable at CWA's sole discretion, and in certain cases, CWA aggregates the assets under management of related accounts for purposes of determining which breakpoint applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6900 Dallas Parkway, Ste 500, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles has a minority ownership in Tectonic Financial, Inc. and receives indirect compensation from its affiliates, including HWG Insurance Agency, LLC. He also owns interests in three entities related to CWA: National Dental Placements, LLC, Best New Patients, LLC, and Elite Dental Alliance, spending minimal time on these activities.

Employment History
Current Registrations
Cain, Watters & Associates, LLC
January 2008 - Present · 18 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Charles Arnold Loretto - Financial Advisor | TrueAdvisor