Ronald Kims is a registered investment advisor, based in Pittsburgh, PA, with 17 years of industry experience.
Location
368 Butler St, Pittsburgh, PA, 15223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald works as an advisory representative of an RIA, dedicating nearly full-time hours to investment-related activities. He is also an independent insurance agent for various independent insurance companies since 2017, also dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Duncan Financial Planning Advisors
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.