AU
AU

Aaron Keith Ulrich

14 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
25,166 clients
Average Client Portfolio
$285K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

A $150 annual minimum management fee will be assessed on all accounts. For account values of less than $7,500, this may equate to be more than the maximum 2% as stated in this Form ADV and the Agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
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Location

4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ, 85040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Aaron is the owner and investment advisor representative at Integra Financial Planning, LLC, providing financial planning, insurance, and advisory services. This is a full-time commitment for Aaron.

Employment History
Current Registrations
Foundations Investment Advisors LLC
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Gradient Advisors, LLC
April 2024 - November 2024 · 7 mos
Ae Wealth Management, LLC
November 2023 - February 2024 · 3 mos
Forthright Capital Advisory
July 2023 - October 2023 · 3 mos
Ae Wealth Management, LLC
January 2022 - April 2023 · 1 yr 3 mos
Prudential Financial Planning Services
March 2021 - October 2021 · 7 mos
Pruco Securities, LLC.Broker
March 2021 - October 2021 · 7 mos
United Advisors America
October 2020 - January 2021 · 3 mos
Portsmouth Financial ServicesBroker
September 2018 - July 2019 · 10 mos
Mercurio Wealth Advisors
November 2017 - May 2018 · 6 mos
Investment Professionals, INC.
September 2016 - January 2017 · 4 mos
Investment Professionals, INC.Broker
August 2016 - January 2017 · 5 mos
Investment Professionals, INC.
August 2016 - August 2016 · 0 mos
Waddell & Reed
July 2010 - August 2016 · 6 yrs 1 mo
Waddell & ReedBroker
July 2010 - August 2016 · 6 yrs 1 mo
PNC InvestmentsBroker
June 2010 - June 2010 · 0 mos
PNC Investments
June 2010 - June 2010 · 0 mos
Waddell & Reed, INC.
May 2008 - April 2010 · 1 yr 11 mos
Waddell & Reed, INC.Broker
March 2008 - April 2010 · 2 yrs 1 mo
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.