James Pommert
James Pommert is a CFP-designated registered investment advisor at Equitta Advisors LLC, based in Terrace Park, OH, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 4 more. Their firm serves 101 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitta Advisors charges a percentage of your portfolio's value each quarter. The exact percentage depends on whether Equitta Advisors manages all or only a portion of your household assets. Fees may be negotiable. They also offer investment advice for accounts held away at other custodians, such as 401(k)s and HSAs.
Location
Terrace Park, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James has a small ownership stake in HipaaTrek, LLC and is a minority owner of Native Pet, spending a few hours per week and minimal time, respectively. He is also a licensed insurance professional, dedicating a few hours per week, and provides consulting services for various independent companies, spending minimal time.
Employment History
Current Registrations
Equitta Advisors LLC
Previous Registrations
Krilogy Financial LLC
Securian Financial Services, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.