LC
CFP
LC
CFP

Luke Chapman

18 Years of Experience
New Castle, DE
BrokerSells Insurance

Luke Chapman is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in New Castle, DE, with 18 years of industry experience. Luke is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

15 Reads Way, Suite 210, New Castle, DE, 19720

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Luke is an insurance agent selling life, property/casualty, health, group life, and group health insurance, dedicating about 10-20% of his time to this activity. He is also a partner in Now What Financial Education, LLC, involved in book sales and speaking engagements, dedicating a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
April 2012 - Present · 14 yrs 6 mos
MML Investors Services, LLCBroker
August 2011 - Present · 15 yrs 2 mos
MML Investors Services, LLC
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - June 2011 · 2 yrs 8 mos
J.P. Morgan Securities INC.Broker
April 2008 - October 2008 · 6 mos
State Registrations24 states
AZCADCDEFLILKSMAMDMIMONCNHNJNYOHORPASCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors