PM
CFP
PM
CFP

Paul Mitchell

13 Years of Experience
New Castle, DE
Broker

Paul Mitchell is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in New Castle, DE, with 13 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

15 Reads Way, Suite 210, New Castle, DE, 19720

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is a partner in Now What Financial Education, LLC, involved in book sales and speaking engagements. He dedicates a few hours per week to this activity, where he is financially responsible, co-authors books, and performs at paid speaking engagements.

Employment History
Current Registrations
MML Investors Services, LLC
April 2014 - Present · 12 yrs 6 mos
MML Investors Services, LLC
March 2014 - Present · 12 yrs 7 mos
MML Investors Services, LLCBroker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Invest Financial CorporationBroker
June 2012 - November 2013 · 1 yr 5 mos
State Registrations23 states
AZCADCDEFLILKSMAMDMIMONCNHNJNYOHORPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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