AG
AG

Alaina Giordani

16 Years of Experience
Boston, MA
Broker

Alaina Giordani is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boston, MA, with 16 years of industry experience. Alaina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

1 Beacon St Fl 21, Boston, MA, 02108

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alaina holds a real estate license since September 2023 and spends minimal time on it. She also owns 50% of an investment property since August 2023, acting as a landlord and dedicating minimal time to this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2021 - Present · 4 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
August 2016 - September 2021 · 5 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
August 2016 - September 2021 · 5 yrs 1 mo
RBC Capital Markets, LLC
August 2014 - August 2016 · 2 yrs
RBC Capital Markets, LLCBroker
September 2012 - August 2016 · 3 yrs 11 mos
Oppenheimer & CO. INC.Broker
November 2009 - October 2012 · 2 yrs 11 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.