Ryan Sobel
Ryan Sobel is a CFP, ChFC-designated registered investment advisor at Sobel Financial LLC, based in Denver, CO, with 16 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 63 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.99% |
| $500K - $1.0M | 0.89% |
| $1.0M - $4.0M | 0.79% |
| $4M+ | 0.69% |
Fees may be negotiable. When using the Betterment platform, an additional 0.20% platform fee is charged.
Fee Estimator
Location
2000 S. Colorado Blvd., Building 1, Suite 2000, Denver, CO, 80222
Get directionsHistory
Regulatory History (3)
Regulatory
March 2013Regulatory
April 2012Employment Separation After Allegations
August 2010Other Business ActivitiesSells Insurance
Ryan is involved in several business activities. He owns Sobel Enterprises LLC for insurance business, co-founded Red Chair Finance LLC for financial planning software, and owns Advisor Platinum LLC for coaching and software development, Hillcrest Business Consulting, LLC for mindset and productivity coaching, Flow Master Chef for a cooking application, and Life Flow Performance Coaching, LLC. These activities take about 10-20% of Ryan's time for Sobel Enterprises LLC, minimal time for Red Chair Finance LLC, a few hours per week for Advisor Platinum LLC, Hillcrest Business Consulting, LLC, Flow Master Chef, and Life Flow Performance Coaching, LLC.
Employment History
Current Registrations
Sobel Financial LLC
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.