Joan Alexandre is a registered investment advisor, based in Arlington, TX, with 13 years of industry experience. Joan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Arlington, TX
Get directionsHistory
Regulatory History (2)
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Financial
August 2025Pending
Financial
August 2025Pending
Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2020 - Present · 6 yrs
Kestra Investment Services, LLCBroker
October 2020 - Present · 6 yrs
Kestra Investment Services, LLC
October 2020 - Present · 6 yrs
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - January 2020 · 3 mos
Avantax Advisory Services
October 2019 - January 2020 · 3 mos
1st Global Advisors INC
September 2017 - October 2019 · 2 yrs 1 mo
1st Global Capital CORP.Broker
July 2017 - October 2019 · 2 yrs 3 mos
UBS Financial Services INC.
April 2008 - January 2013 · 4 yrs 9 mos
UBS Financial Services INC.Broker
April 2008 - January 2013 · 4 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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