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Emmanuel Leak

International Assets Investment Management, LLC
18 Years of Experience
Frisco, TX
2 DisclosuresBroker
View SEC Summary
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Emmanuel Leak is a registered investment advisor at International Assets Investment Management, LLC, based in Frisco, TX, with 18 years of industry experience. Emmanuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Frisco, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2024
Employment Separation After Allegations
September 2016
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Emmanuel is the President and 100% owner of ECL Private Wealth Management, LLC, a DBA for his securities business, since 2016. He dedicates nearly full-time hours to this activity.

Employment History
Current Registrations
International Assets Investment Management, LLC
October 2016 - Present · 10 yrs
International Assets Advisory, LLC
October 2016 - Present · 10 yrs
International Assets Advisory, LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - September 2016 · 3 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2016 · 3 yrs 11 mos
Chase Investment Services CORP.
November 2011 - October 2012 · 11 mos
Chase Investment Services CORP.Broker
April 2008 - October 2012 · 4 yrs 6 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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