Erica Frantz is a registered investment advisor at Morgan Stanley, based in Wayzata, MN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
445 East Lake Street, Suite 320, Wayzata, MN, 55391
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2025 - Present · 9 mos
Morgan Stanley
August 2025 - Present · 9 mos
Previous Registrations
UBS Financial Services INC.Broker
July 2017 - September 2025 · 8 yrs 2 mos
UBS Financial Services INC.
July 2017 - September 2025 · 8 yrs 2 mos
RBC Capital Markets, LLCBroker
August 2013 - August 2017 · 4 yrs
RBC Capital Markets, LLC
August 2013 - August 2017 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - June 2013 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - June 2013 · 1 yr 10 mos
Wells Fargo Advisors, LLC
August 2008 - July 2011 · 2 yrs 11 mos
Wells Fargo Advisors, LLCBroker
April 2008 - July 2011 · 3 yrs 3 mos
State Registrations19 states
AZCADCFLGAILMAMDMNMONCNYOHSCSDTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.