Mary Flaherty is a registered investment advisor at Morgan Stanley, based in New York, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2017 - Present · 9 yrs 1 mo
Morgan StanleyBroker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Blackrock Investment Management, LLC
April 2011 - April 2017 · 6 yrs
Blackrock Investments, LLCBroker
April 2011 - April 2017 · 6 yrs
UBS Financial Services INC.Broker
July 2010 - December 2010 · 5 mos
Echotrade LLCBroker
July 2009 - September 2009 · 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.