Scott Hartman
Scott Hartman is a registered investment advisor at LPL Financial LLC, based in Elkhart, IN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1801 E. Bristol St., Elkhart, IN, 46514
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Regulatory History (1)
Customer Dispute
October 2024Other Business ActivitiesSells Insurance
Scott operates his LPL business through Financial Partners Inc. and has a business entity for tax/investment purposes. Scott is also an agent for non-variable insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Primevest Financial Services, INC.
Key Investment Services LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.