Monique Castillo
Monique Castillo is a registered investment advisor at Cetera Investment Advisers LLC, based in Wenonah, NJ, with 17 years of industry experience. Monique operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Wenonah, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Monique owns Higher Ground Financial, providing financial services including insurance sales, dedicating nearly full-time hours to it. She also works as a financial advisor for Underwriters Marketing Service, placing insurance business and dedicating a few hours per week to this role.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
UBS Financial Services INC.Broker
State Registrations16 states
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