Christopher Simms
Christopher Simms is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Franklin, PA, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1284 Liberty Street, Pob 1060, Franklin, PA, 16323
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is involved in several outside business activities, including real estate holdings and rental (dedicating a few hours per week), and serving as Chairman for a non-profit (dedicating a few hours per week). He also serves on the boards of the Sandycreek Township Planning Commission, UPMC Northwest, and Keystone Community Education Council, dedicating minimal time to each.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations35 states
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