JM
JM
James Marr
17 Years of Experience
Westlake, TX
1 DisclosureBroker
James Marr is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2011Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs
Charles Schwab & CO., INC.Broker
May 2020 - Present · 6 yrs
Previous Registrations
Charles Schwab & CO., INC.
May 2020 - May 2020 · 0 mos
USAA Investment Management Company
January 2018 - May 2020 · 2 yrs 4 mos
USAA Financial Advisors, INC.Broker
March 2011 - May 2020 · 9 yrs 2 mos
USAA Financial Planning Services
March 2011 - January 2018 · 6 yrs 10 mos
Metlife Securities INC.
May 2009 - March 2011 · 1 yr 10 mos
Metlife Securities INC.Broker
May 2009 - March 2011 · 1 yr 10 mos
Banc of America Investment Services, INC.
May 2008 - March 2009 · 10 mos
Banc of America Investment Services, INC.Broker
April 2008 - March 2009 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.