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CFP
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CFP

David Stefl

Schwarz Dygos Wheeler Investment Advisors LLC
13 Years of Experience
Minneapolis, MN
View SEC Summary
View SEC Summary

David Stefl is a CFP-designated registered investment advisor at Schwarz Dygos Wheeler Investment Advisors LLC, based in Minneapolis, MN, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 525 clients with $730M in assets under management.

Schwarz Dygos Wheeler Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
525 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$730.4M

Fee Structure

Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $5.0M0.75%
$5M+0.50%

Fees are negotiable at the discretion of the firm. Related accounts within the same household or family may be combined to reach lower fee tiers.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 South 6th Street, Suite 1405, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Schwarz Dygos Wheeler Investment Advisors LLC
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cambridge Investment Research, INC.Broker
March 2018 - July 2018 · 4 mos
Cambridge Investment Research Advisors, INC.
March 2018 - July 2018 · 4 mos
Ameriprise Financial Services, INC.
October 2014 - March 2018 · 3 yrs 5 mos
Ameriprise Financial Services, INC.Broker
October 2014 - March 2018 · 3 yrs 5 mos
LPL Financial LLC
June 2013 - September 2014 · 1 yr 3 mos
LPL Financial LLCBroker
June 2013 - September 2014 · 1 yr 3 mos
Edward Jones
July 2012 - May 2013 · 10 mos
Edward JonesBroker
July 2012 - May 2013 · 10 mos
Edward Jones
October 2010 - November 2010 · 1 mo
Edward JonesBroker
October 2010 - November 2010 · 1 mo
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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