Tracy Richter is a registered investment advisor, based in Knoxville, TN, with 10 years of industry experience.
Location
900 S Gay St, Knoxville, TN, 37902
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracy volunteers as a financial coach and board member for Wings for Widows, providing pro bono financial coaching to new widows/ers. Tracy also is an affiliate with Tranont, a wellness supplement company, using a shopping link for personal discounts.
Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Truist Investment Services, INC.
Previous Registrations
Bb&t Securities, LLCBroker
Bb&t Securities, LLC
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
U.S. Bancorp Investments, INC.Broker
Amcore Investment Services, INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.