JM
CFP
JM
CFP
James Martin is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
6310 Gunn Hwy, Tampa, FL, 33625
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2021 - Present · 4 yrs 8 mos
Cetera Investment Services LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
PNC Managed Account Solutions, INC.
February 2020 - August 2021 · 1 yr 6 mos
Bbva Securities INC.Broker
January 2020 - August 2021 · 1 yr 7 mos
Lincoln Financial Advisors Corporation
December 2018 - January 2020 · 1 yr 1 mo
Lincoln Financial Advisors CorporationBroker
December 2018 - January 2020 · 1 yr 1 mo
Wells Fargo Clearing Services, LLC
May 2013 - January 2019 · 5 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
April 2013 - January 2019 · 5 yrs 9 mos
Morgan Stanley
May 2010 - May 2013 · 3 yrs
Morgan StanleyBroker
January 2010 - May 2013 · 3 yrs 4 mos
Fifth Third Securities, INC.Broker
December 2008 - March 2009 · 3 mos
State Registrations4 states
ALFLPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.