Guillermo Rossi
Guillermo Rossi is a registered investment advisor at Bolton Global Asset Management, based in Bolton, MA, with 16 years of industry experience. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 6,977 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BGAM offers investment management services where fees are negotiable between you and your advisor. The maximum fee is 2.5% of your portfolio value. Fees are typically billed quarterly, deducted directly from your account. BGAM may also assess a fee to cover ticket or transactional fees they are assessed because of a trade in your account.
Location
579 Main Street, Bolton, MA, 01740
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Guillermo is the owner and managing director of NY Capital Markets LLC and owner and manager of MARTIK LLC, both created in June 2023 for securities and investment advisory services, dedicating minimal time to each. He is also licensed with Bolton Securities Corporation as an IAR, representing his full-time job.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global CapitalBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Credit Suisse Securities (USA) LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.