CK
CK

Courtney Kershaw

16 Years of Experience
Westlake Village, CA
BrokerSells Insurance

Courtney Kershaw is a registered investment advisor at UBS Financial Services INC., based in Westlake Village, CA, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3011 Townsgate Road, Suite 300, Westlake Village, CA, 91361

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Courtney is a Beach Body LLC coach, owner of Titanium Consulting LLC, CEO of CKJT Insurance Company Inc., owner of Natural 9 Nine LLC, and owner of Titanium Response LLC. Courtney's role with CKJT Insurance Company Inc. involves controlling investments for supplemental insurance.

Employment History
Current Registrations
UBS Financial Services INC.
January 2020 - Present · 6 yrs 4 mos
UBS Financial Services INC.Broker
January 2020 - Present · 6 yrs 4 mos
UBS Financial Services INC.
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
December 2011 - June 2018 · 6 yrs 6 mos
Raymond James & Associates, INC.Broker
December 2011 - June 2018 · 6 yrs 6 mos
Wedbush Securities INC.
February 2011 - December 2011 · 10 mos
Wedbush Securities INC.Broker
February 2011 - December 2011 · 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
September 2008 - June 2009 · 9 mos
Citigroup Global Markets INC.Broker
August 2008 - June 2009 · 10 mos
State Registrations27 states
ALAZCACOCTDCFLGAIAIDINMAMDMINCNJNMNVNYOHORPARITNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Courtney Kershaw - Financial Advisor | TrueAdvisor