DH
DH

Daojun Hauptman

18 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker

Daojun Hauptman is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 18 years of industry experience. Daojun is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1710 S Andrews Ave, Fort Lauderdale, FL, 33316

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History

Regulatory History (1)
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Customer Dispute
December 2014
Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2015 - Present · 11 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2015 - Present · 11 yrs 5 mos
Previous Registrations
MML Investors Services, LLC
July 2013 - February 2015 · 1 yr 7 mos
MML Investors Services, LLCBroker
June 2013 - February 2015 · 1 yr 8 mos
Signator Investors, INC.
October 2012 - May 2013 · 7 mos
Signator Investors, INC.Broker
April 2008 - May 2013 · 5 yrs 1 mo
State Registrations5 states
CAFLGAMINY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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