MC
MC

Marc Chait

29 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker

Marc Chait is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 29 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

350 E Las Olas Blvd 19th Fl, Fort Lauderdale, FL, 33301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Janney Montgomery Scott LLC
August 2013 - December 2023 · 10 yrs 4 mos
Janney Montgomery Scott LLCBroker
August 2013 - December 2023 · 10 yrs 4 mos
Raymond James & Associates, INC.
February 2013 - August 2013 · 6 mos
Raymond James & Associates, INC.Broker
February 2013 - August 2013 · 6 mos
Morgan Keegan & Company, INC.
October 2008 - February 2013 · 4 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 2008 - February 2013 · 4 yrs 4 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLC
January 2008 - October 2008 · 9 mos
A. G. Edwards & Sons, INC.
January 2006 - January 2008 · 2 yrs
A. G. Edwards & Sons, INC.Broker
December 2005 - January 2008 · 2 yrs 1 mo
UBS Financial Services INC.
August 1997 - December 2005 · 8 yrs 4 mos
UBS Financial Services INC.Broker
August 1997 - December 2005 · 8 yrs 4 mos
State Registrations16 states
ALCODEFLGALAMDMNNCNJNVNYOHPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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