Karen Roberts is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1901 Main Street, Suite 700, Irvine, CA, 92614
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2023 - Present · 3 yrs 8 mos
Morgan StanleyBroker
January 2023 - Present · 3 yrs 8 mos
Previous Registrations
Charles Schwab & CO., INC.
December 2020 - April 2022 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
December 2020 - April 2022 · 1 yr 4 mos
TD Ameritrade, INC.Broker
December 2015 - December 2020 · 5 yrs
TD Ameritrade, INC.
December 2015 - December 2020 · 5 yrs
TD Ameritrade Investment Management, LLC
December 2015 - December 2020 · 5 yrs
Metlife Securities INC.Broker
March 2012 - December 2013 · 1 yr 9 mos
Metlife Securities INC.
March 2012 - December 2013 · 1 yr 9 mos
Thrivent Investment Management INC.
July 2008 - September 2010 · 2 yrs 2 mos
Thrivent Investment Management INC.Broker
June 2008 - September 2010 · 2 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.