Richard Liess
Richard Liess is a registered investment advisor at Spc, based in Overland Park, KS, with 18 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
11020 King Street, Suite 250, Overland Park, KS, 66210
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2016Other Business ActivitiesSells Insurance
Richard is an independently licensed insurance agent appointed with various insurance companies and also offers securities products. He also assists with tax return preparation for Higher Roads/Alliance Finance (minimal time), works as a consultant for Liess Business Services (about a quarter of his time), and owns commercial moonwalks leased by a commercial entertainment company (minimal time).
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Financial Advisory Service INC
Fas CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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