Todd Sterling is a registered investment advisor, based in Rochester, MI, with 17 years of industry experience.
Location
1129 N Main St., Rochester, MI, 48307
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Todd is an advisory representative of a RIA, CIRA, dedicating full-time hours. He also operates under DBA names and is an independent insurance agent, spending minimal time on insurance activities. Finally, Todd owns What Blue Moustache LLC, a real estate venture, dedicating minimal time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.