Charles Zheng
Charles Zheng is a registered investment advisor at Wells Fargo Advisors, based in Walnut Creek, CA, with 17 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2033 N Main Street 9th Floor, [Nk/Nl-Rbo], Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2023Customer Dispute
December 2018Other Business Activities
Charles owns 100% of Lighthouse World Collectibles LLC, which buys and sells sports collectibles. This activity, which is not investment-related, takes about 10-20% of Charles's time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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