CI
CI

Catherine Irizarry

11 Years of Experience
Kingston, NY
Broker

Catherine Irizarry is a registered investment advisor at Wells Fargo Advisors, based in Kingston, NY, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

63 Hurley Ave, [Satellite], Kingston, NY, 12401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Catherine is a notary public since 2018, spending minimal time on this activity. She also serves as executrix for her father's estate and has power of attorney, dedicating a few hours per week to these investment-related activities.

Employment History
Current Registrations
Wells Fargo Advisors
March 2021 - Present · 5 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Key Investment Services LLC
January 2021 - March 2021 · 2 mos
Key Investment Services LLCBroker
May 2017 - March 2021 · 3 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
March 2015 - May 2017 · 2 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2013 - June 2014 · 7 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.