Carlos Chapa
Carlos Chapa is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Laredo, TX, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6721 McPherson Rd, Laredo, TX, 78041
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Cresta Advisors
Primerica Advisors
PFS Investments INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
Frost Brokerage Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Edward Jones
Edward JonesBroker
Bbva Compass Investment Solutions, INCBroker
Bbva Investments INC.Broker
State Registrations3 states
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