AW
AW
Allan Weiss
17 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Allan Weiss is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020Closed-No Action
Other Business Activities
Allan is an uncompensated director on the board of Sandi Finci Solomon Ageless World of Dance for Youth and Veterans Inc. since 2023.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 2009 - February 2013 · 3 yrs 7 mos
Morgan Keegan & Company, INC.Broker
July 2009 - February 2013 · 3 yrs 7 mos
Wells Fargo Advisors, LLC
November 2008 - July 2009 · 8 mos
Wells Fargo Advisors, LLCBroker
June 2008 - July 2009 · 1 yr 1 mo
State Registrations29 states
ARAZCACOCTDCFLGAILINKSKYLAMAMDMENCNJNMNYOHOKORPATNTXVAVTWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.