KS
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Katherine Seidel

17 Years of Experience
Los Gatos, CA
Broker

Katherine Seidel is a registered investment advisor at UBS Financial Services INC., based in Los Gatos, CA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

750 University Avenue, Suite 250, Los Gatos, CA, 95032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine is a business associate at Santa Cruz Personal Training & Sports Rehab, where she handles accounting, marketing, advertising, networking, sales, and personal assistance, dedicating a few hours per week. Katherine is also a managing member of Magnolia Golden LLC, a real estate investment company, but spends minimal time on this activity.

Employment History
Current Registrations
UBS Financial Services INC.
October 2016 - Present · 9 yrs 7 mos
UBS Financial Services INC.Broker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Edward Jones
September 2008 - October 2016 · 8 yrs 1 mo
Edward JonesBroker
August 2008 - October 2016 · 8 yrs 2 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Katherine Seidel - Financial Advisor | TrueAdvisor